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Greensheet – August 2000

- Table of Contents -


DR. FRANK SALIMENO IS ELECTED ARBO PRESIDENT 2000-2001

In an interview held shortly after the ARBO Annual Meeting concluded, Dr. Salimeno noted the beginning of a new administrative year for ARBO and stated his goals for the coming year. The full text of the interview follows:

How did you get involved with ARBO and or your state Board?
I was appointed to the Utah State Board committee in 1990. My first ARBO/IAB meeting was in Dallas in 1991. The major topic at the time was an attempt to establish some sort of clearinghouse for optometric continuing education to assist state boards in their effort to recognize quality education, which is required for re-licensure. I guess I opened my mouth too many times and ended up being appointed to the committee that eventually developed COPE! As we all know, COPE was very innovative and controversial for the profession at the time. However, in the big picture it was a program whose time had come, and it worked. In 1994 a position became available on the ARBO Board and I was asked to run. The rest is history. My association with the very bright people on the ARBO Board and State Boards has been a very stimulating and enjoyable experience.

How has ARBO changed over the years since you joined the Board?
Of course we had the name change from IAB to ARBO (just stating the obvious!). We have become administratively independent. When I first got on the board we worked with a corporate management firm who was responsible for running our administrative business. The movement to our own office and Executive Director has been the best move we have made. The other changes I have seen are related to the enhanced image of ARBO as an organization. The rest of the profession knows who we are now. Not exactly the case several years ago. Yes, we may be controversial at times. Our credibility seemed to rise with the COPE program and it was maintained with our stand on issues such as ABOP. Our apparent rise in credibility has increased our pool of "movers and shakers" at the State Board level who want positions on our committees and also wish to run for the ARBO Board, which is a great sign. Though we now have more volunteers than committees! However, what this means is that a tradition of high quality people will continue to have positions within this organization.

We have also enjoyed increased attendance at our annual meetings, a reflection that we are providing important information to the State Boards and to the profession as a whole. I wouldn't call this "change," so much as "growth" of ARBO Board and State Board members. Any organization that is viable must grow and I see nothing but positive growth in ARBO.

What do you see as the primary role for ARBO?
I feel that ARBO's primary role both now and in the future is to assist our State Boards in achieving acceptable endorsement. That is a very lofty role. Any door you enter, whether it's continuing competency, credentialing or quality assurance, in some way must exit with endorsement. State Boards looking at new applicants seem to want a competent therapeutic practitioner who is at, or ahead of, the curve in continuing education, and without jurisdictional disciplinary actions so no public harm can be implied. If such an individual can prove this basic definition when applying for licensure to a new State Board, then very possibly this doctor could be accepted for practice. ARBO is going to have to take a lead role in helping make happen what should be a simple transaction. Components such as NBEO and ASCO may well be involved. At any rate, even in an environment with such disparity, some element of uniformity can be achieved. The ordinary practitioner, more than at any other time, wants mobility.

How can ARBO ensure that it stays relevant to its members?
To remain relevant to our State Boards we must always be sensitive to their issues. As long as we maintain dialog with our Member Boards, the better we can understand their needs. Also, we must maintain participation in other organizations such as CLEAR, FARB, and similar forums (such as the July conference on Continuing Professional Competence hosted by the Citizen Advocacy Center), which help us provide current information to our Boards on topics of the moment. Our participation with the AOA's Licensure & Regulation Committee provides further insights. ARBO is the only clearinghouse for issues affecting State Boards and as long as we do our job we will ensure our relevance.

What are your main goals for your year as President?
After a very active and tumultuous year relating to ABOP and the Eye-App situation, I hope we can return to earth! At least for a while, my goal is to make sure that ARBO maintains its financial and administrative stability. The COPE program needs some fine-tuning. COPE's credibility and integrity is very important to ARBO and our State Boards. Our Executive Director is under pressure with a lot of basic administrative and office issues. ARBO has many "irons in the fire" with its various committees and the back up that's required. I guess my goal is to be a "mouse in the office" for a while!

What do you think your biggest challenge will be?
At this juncture, my expected and real challenges may be very different. I expect the greatest challenge long term, and for future Presidents to come, will be to make ARBO financially independent. A State Board dues increase is not a viable choice. Finding other sources of revenue without incurring financial risk is very much a challenge for ARBO, as our recent experiences have found. Any ideas that arise will have to be studied by the ARBO board and ultimately approved by our constituency, the State Boards. This issue will be a topic for our Strategic Planning Session in September. As for short-term challenges, such as the AOA Summit on Board Certification, ARBO will be very vigilant and carry the message of public protection and State Board input. Another challenge, as I mentioned before, is endorsement and continuing competency. This is a long-term challenge that will inevitably jump through one, two or more leaders of ARBO.

How would you like to be remembered after your term is over?
When my term is completed, I hope that I will have maintained the integrity of ARBO that has been set by my predecessors. I am not pretentious enough to think that I will be remembered as the ONE outstanding leader ARBO has had. The Board works as a team. If I would want to be remembered for anything, it would be that I was a "captain" that encouraged everyone to contribute his or her best, for the good of the organization.

Tell the members a little about yourself. What do you do to relax?
I have a close, small family. My family involvement is a lot of my relaxation time. I love to golf and along with my son and son's in-law we are found on the "links" at least once a week. I also play the guitar and 5-string banjo. When I have time and my wife Linda tolerates it, I play. I also have a love for sports cars. I own a Porsche 911 and MGB. Before getting on the ARBO Board I auto-crossed my Porsche in Solo II with the Sports Car Club of America. Now my time is limited to washing and tinkering. This time alone gives me an opportunity to think and relax. I have a dog that wakes me up at 6:00 AM, rain or shine, to be walked. This allows me to plan and level the day ahead. Linda and I also like to catch a movie and dinner occasionally. This ends in long conversations about life, family and daily concerns relating to our professions. All this keeps me out of the "psyche-ward" when pressures build. Vegetating has never been my idea of relaxation.

Is there anything you'd like to say to the members?
An active and thoughtful membership is the foundation of ARBO. We at the Board level realize that our Member Boards, and the people who serve on them, build the success of ARBO. I know that being a volunteer is sometimes a thankless job, when you consider the time spent. Just stay active. Communication with the ARBO Board members is imperative to let us know of a concern or a direction we should take. Get on an ARBO committee and start providing input, it is rewarding. You may find yourself giving this interview someday.

DELEGATES VOTE "NO" TO ABOP
-- ARBO Delegates Also Decline ABOP Board Director Position

Shortly after the conclusion of a panel discussion that considered the pros and cons of the Board Certification program developed by the American Board of Optometric Practice (ABOP), a contentiously debated resolution was adopted opposing the controversial program. The strong discontent over ABOP was palpable during procedural wrangling that ensured a torturous route to adoption for the resolution.

The panel discussion on the Board Certification program developed by the American Board of Optometric Practice (ABOP) was unquestionably the key topic of the conference. The voluminous and heated discourse that had occupied much of the optometric press over the six-month period leading up to the ARBO Annual Meeting had clearly placed the controversial program before any other issue. The ARBO Board of Directors, on record as opposing ABOP, sought to present a balanced view of the program to attendees to permit as open a debate and vote as possible, though many came to the meeting clearly prepared with their own positions and opinions, both for and against ABOP.

Dr. John McCall, ABOP President, and Dr. James Sandefur, Secretary of the Louisiana Board of Optometry, represented the pro-ABOP argument. Drs. Linda Casser, NBEO Board Director, Dr. Janet Carter, President of the Nevada Board of Optometry, and Mr. Dale Atkinson, ARBO Legal Counsel, presented opposing opinions, before the whole panel fielded questions from a voluble audience. Shortly after the conclusion of the panel discussion, a resolution (reproduced below) was presented to the House describing ARBO's opposition to ABOP, and which, after much discussion and attendant input from the Parliamentarian, was adopted. Immediately thereafter, a second resolution was presented that declined the offer of a board director position on the ABOP Board that had been verbally extended by ABOP; this also was adopted, albeit with less turmoil.

Other Highlights
The meeting, held over three days, brought together 82 representatives from 41 boards of optometry, as well as other invited speakers and guests. Total attendance at the Annual Meeting was 112 individuals representing 50 various organizations.

The three-day meeting opened on Sunday, June 18 with two unique workshops. The morning session saw the repeat of the popular National Board Workshop, presented by the staff of the National Board of Examiners in Optometry. This interactive presentation allowed the delegates to gain a first hand look at the workings behind the organization that administers the primary licensing exam for optometrists in the U.S. The NB Workshop gave attendees a chance to question NB staff on the 'mechanics' of exam construction and testing techniques while also engaging in lengthy discussions on the future of the "National Boards". Executive Director Norman E. Wallis, Ph.D., O.D., and NB Director of Psychometrics and Research Leon J. Gross, Ph.D., represented the National Board at this workshop.

The Sunday afternoon session began with lunch-time speaker, Mr. Clinton Patty, Legal Counsel for the Kansas Board of Examiners in Optometry providing a presentation on "Mail Order Contact Lens Litigation Update." The State Board Executive Directors/Administrators Committee then took over the remainder of the afternoon to address "Codes of Conduct" for Board Members and Staff, a particularly well-received discussion. The latter part of the afternoon, hosted by the Information & Data Services Committee, featured a report on the continuing development of the Health Care Integrity & Protection Data Bank (HIP-DB), and a review of ARBO's own National Optometric Data Bank (NODB). Mr. Raymond Conner, Diversion Program Manager at DEA's Los Angeles Field Division, highlighted a discussion on DEA policy on impaired practitioners.

The ARBO House of Delegates convened on Monday, June 19, and began two days of discussions and presentations that addressed the issues that currently impact licensing jurisdictions, and the laws and regulations that govern the scope of optometric practice. In addition to the business of the association, the House of Delegates heard presentations from several allied organizations, including the Association for Schools and Colleges of Optometry (ASCO); the American Optometric Association (AOA) State Government Relations Center; the AOA's Licensure & Regulation Committee; and the American Optometric Student Association (AOSA).

As opposed to the debate on ABOP, much of the remainder of the meeting followed a predictable routine of business until the last major presentation of the conference, a panel discussion on Delegation of Authority, hosted by ARBO's Contemporary Issues in Optometry Committee. Dr. Louis Catania, the well-known CE lecturer, was a special guest speaker during the panel discussion and presented his rationale on the necessary function of delegating authority within the clinical setting, based on continuing technological innovations that he felt were certain to impact the mode of practice for most optometrists. Dr. Ken Johnson, Chair of the AOA's Licensure & Regulation Committee, presented the AOA's views on the issue, while Dr. Steve Grant, Contemporary Issues Committee Chair, and Dr. Russ Jones, Board Liaison, also shared their views from the state board perspective.

The House of Delegates chose this occasion to recognize out-going ARBO President James W. Hartzell, O.D., who passed the gavel to incoming President, Frank L. Salimeno, O.D. Dr. Hartzell, who remains on the ARBO Board as immediate past president, was presented with a handsome wall plaque recognizing his contributions to ARBO and commemorating his service as President. Donovan L. Crouch, O.D. and Robert L. Sorrell, O.D., were elected as Vice-President and Secretary-Treasurer respectively for the 2000-2001 term (see related story below).

The House of Delegates also passed four resolutions (synopsis below), which the Judicial Council has yet to review. The full text of all resolutions follows the synopsis:

  • Resolution 1 registers ARBO's opposition to the proposed Board Certification program developed by the American Board of Optometric Practice (ABOP);

  • Resolution 2 declines the offer of a position on the Board of Directors of the American Board of Optometric Practice (ABOP);

  • Resolution 3 recognizes the contributions of Dr. Mary Freitag during her fifteen years of service on the ARBO Board of Directors (see related story below);

  • Resolution 4 approves the list of accredited schools/colleges of optometry as submitted to the House of Delegates by COE.

Resolution 1
Sponsor: South Carolina
Co-sponsors: AR, CA, DC, IA, IN, NJ, NC, NY, UT, & VA
WHEREAS, states boards of optometry have been created by all of the legislatures of the jurisdictions of the United States and are charged by law to regulate the practice of optometry in the interest and protection of the health, welfare and safety of the public; and
WHEREAS, state boards of optometry are legally responsible for determining the initial or entry level competency of optometric practitioners and the continued competency of all optometrists holding a license to practice in their respective jurisdictions; and
WHEREAS, ARBO is a not-for-profit, 501(c)(3) corporation whose mission includes developing programs for the benefit of the public through its Member Boards of Optometry; and
WHEREAS, there is no objective data to support the notion that managed care and hospital privileging require optometric board certification for purposes of enabling optometrists to practice within these settings; and
WHEREAS, to the extent that continued competence is determined to be an issue in the credentialing process for licensed optometrists, the Member Boards of this Association are inherently involved; and
WHEREAS, private sector board certification in primary care optometry undermines and infringes upon the licensure and re-licensure of optometrists (including the determination of fitness or competency of a practitioner to continue to practice), which is the statutory responsibility of state boards of optometry and, consequently, an affront to state licensure; and
WHEREAS, resolution 1935 passed by the AOA House of Delegates in June 1999 does not coincide with recognizing the aforementioned established roles of state boards of optometry; and
WHEREAS, promoting such an intrusion on state licensing boards is in conflict with or even prohibited under the various state laws or state regulations, and will tend to confuse and mislead the public; and
WHEREAS, the American Board of Optometric Practice's corporate structure and Board Certification program do not incorporate the above referenced principles; now, therefore, be it
RESOLVED, that the Association of Regulatory Boards of Optometry opposes the American Board of Optometric Practice and it's Board Certification program.

Resolution 2
WHEREAS, the American Optometric Association (AOA) has offered the Association of Regulatory Boards of Optometry (ARBO) a seat on the Board of Directors of the American Board of Optometric Practice (ABOP); and
WHEREAS, ARBO is a not-for-profit 501(c)(3) corporation, and legal counsel has provided legal opinion; and
WHEREAS, AOA's offer has been discussed and debated by ARBO's Member Boards at the June 2000 Annual Meeting; now, therefore, be it
RESOLVED, that the Association of Regulatory Boards of Optometry declines the offer of an ARBO representative on the Board of Directors of ABOP.

Resolution 3
WHEREAS, Dr. Mary Freitag has performed an outstanding service for the Association of Regulatory Boards of Optometry (ARBO) during her 15 consecutive years on the Board of Directors of ARBO; and
WHEREAS, her service has been exemplified by sterling qualities of leadership which underlie her personal successes and those of the Association of Regulatory Boards of Optometry; and
WHEREAS, Dr. Freitag has given outstanding service to the profession of optometry in various other capacities; and
WHEREAS, the Member Boards of this Association wish formally to acknowledge Dr. Freitag's distinguished contributions to the Association and the profession; now, therefore, be it
RESOLVED, that the Association of Regulatory Boards of Optometry, at this 81st Annual Meeting, express its sincere thanks to Dr. Freitag for her many years of distinguished service and outstanding contributions, and reaffirm her status as Life Member in this Association.

Resolution 4
WHEREAS, the Council on Optometric Education has made an on-site visitation to four (4) schools and colleges of optometry and seventeen (17) residency programs; and
WHEREAS, the Council has listed those schools and colleges as having achieved the accreditation classification of either Accredited or Conditionally Accredited; and
WHEREAS, the Council has reported its activities and recommendations regarding accreditation to the Association of Regulatory Boards of Optometry (ARBO) at it's June 2000 Annual Meeting; now, therefore, be it
RESOLVED, that the Association of Regulatory Boards of Optometry, at this 81st Annual Meeting on June 20, 2000, accepts the report of the Council on Optometric Education of the American Optometric Association as submitted and recommends to its member boards that the "accredited" status bestowed by the Council on Optometric Education be accepted by the member boards of ARBO for accrediting purposes as may be required by state laws.

The 2001 Annual Meeting will be held in Boston, Massachusetts, on June 24-26, 2001.

FAREWELL TO MARY FREITAG

After fifteen years of service to ARBO, Mary Lou Freitag, O.D., attended her last ARBO Annual Meeting in Las Vegas, NV, on June 18-20 in her capacity as an Ex-officio Board Director. Dr. Freitag continues to serve as a director on the National Board of Examiners in Optometry until October, when she will complete her tenure and pass the baton to incoming director, Steven Eyler, O.D.

At the Las Vegas meeting, Dr. Jim Hartzell, ARBO President, praised her exceptional work and outstanding service as a very active director with ARBO. Dr. Hartzell informed the delegates that Dr. Freitag was ARBO's first female Secretary-Treasurer (1986-88) and President (1989-90) and guided the organization through a difficult period during her tenure.

Besides her exceptional contributions to ARBO, Dr. Freitag was known for her resourceful and thrifty skills, risking all to sneak bags of pretzels and chips, and bottles of wine past hotel staff and into President's Receptions of yore, when ARBO had little money to spend. To make up for past deficits, ARBO, with the gracious and generous assistance of the Nevada Board of Optometry, hosted a reception, heartily attended by delegates, none of whom were required to bring a bag of pretzels or a bottle of wine to enjoy themselves.

Dr. Freitag received a commemorative plaque from the Board of Directors acknowledging her services to ARBO, and a gift certificate. Thereafter, the House of Delegates passed, in a unanimous proclamation, a resolution recognizing Dr. Freitag and re-affirming her Life Membership in ARBO (see earlier story above for the full text of the resolution).

SORRELL, SALIMENO CROUCH ASSUME OFFICE

Utah-based private practitioner Frank Salimeno, O.D., was elected to the office of President at the June 2000 ARBO Annual Meeting. Dr. Salimeno was elected to the ARBO Board in 1994, and ran unopposed at the Annual Meeting for a final term of four years on the ARBO Board.

Iowa practitioner Donovan Crouch, O.D., moved into the position of Vice President, while Ohio practitioner Robert Sorrell, O.D., now occupies the position of Secretary-Treasurer. Drs. Crouch and Sorrell are also in private practice. Like Dr. Salimeno, Dr. Sorrell ran unopposed for re-election to a four-year term on the ARBO Board.

DOCTORATE-LEVEL DEGREE NOW REQUIRED FOR ALL INSTRUCTORS SUBMITTING COURSES TO COPE
-- Policy Effective Immediately; COPE to refund monies for affected instructors

The Council on Optometric Practitioner Education (COPE), a service of the Association of Regulatory Boards of Optometry (ARBO), has announced that it will no longer accept courses presented by instructors who do not hold at least a doctorate-level degree or its international equivalent. The policy change, announced at the recently concluded ARBO Annual Meeting in Las Vegas, Nevada, June 18-20, is effective immediately. Over 1,600 instructors are registered with COPE and just over 10% are expected to be impacted by the policy change. Fifty (50) North American boards of optometry (forty-seven U.S. states, plus the District of Columbia and the territories of Guam and Puerto Rico) currently accept COPE.

COPE is a national clearinghouse designed to relieve the duplication of optometric continuing education review from boards of optometry, while simultaneously creating uniform standards for CE administration, submission for CE approval, and reporting of CE data to boards. COPE was created as a service for participating boards of optometry, and is designed to reduce or eliminate the costly resources expended by boards of optometry when reviewing and approving courses that have already undergone the same process in other states.

Dr. Barry Schneider, COPE Chair, stated, "The policy change is necessary for two reasons: one, to maintain the credibility and quality of COPE's standards; and two, in response to feedback from state boards who accept COPE but have asked for this change to meet existing rules and regulations.

"COPE is designed to act on behalf of state regulatory boards of optometry to standardize and make uniform the process of submitting and reviewing continuing education courses on behalf of the licensure renewal process. Consequently, COPE's filing requirements are based entirely on the rules and regulations promulgated by state boards, and we are required to adapt our filing requirements to match any rule changes that are forthcoming from participating boards.

"COPE carefully studied this issue before making this decision, well aware of the impact it may have on some CE providers who rely on non-doctorate level instructors. However, our constituents are still able to obtain credit for these courses directly from state boards, and we are strongly encouraging them to do so. This change only means that COPE is not the appropriate venue through which to seek credit for courses presented by non-doctorate level instructors."

The new policy reads in full:

Effective immediately, COPE no longer accepts for review courses submitted by Primary Instructors who do not hold at least a doctorate-level degree (i.e., O.D., M.D., Ph.D., etc.) or its international equivalent.

Individuals who do not hold at least a doctorate-level degree may only be listed as Adjunct Instructors for courses submitted for review, and only when the Primary Instructor holds a doctorate-level degree.

All courses currently registered with COPE that are taught by instructors who no longer meet the new policy are now considered ineligible for CE credit with states, and will not be considered COPE Approved for any meetings filed after August 1. The new policy will not affect courses that have already been given, or meetings/conferences that are already on file with COPE. However, COPE will no longer accept for review courses taught by instructors who do not meet this policy.

COPE has already informed instructors of the new policy and is offering a refund of fees to those affected.

COPE has processed over 4,500 courses since it's inception on January 1, 1995; has granted the COPE Qualified Administrator designation to over 250 organizations/individuals; and approved over 1,500 programs.

ANNUAL MEETING BUSINESS ROUND-UP

Stoppel Re-Elected to COE Board by House of Delegates
Larry Stoppel, O.D., President of the Kansas Board of Optometry, was re-elected to the Board of the Council on Optometric Education (COE) for a new, three-year term. Dr. Stoppel's candidacy, together with three additional candidates, was forwarded by the ARBO House of Delegates to the AOA Board of Trustees, who subsequently notified him of his re-appointment.

House Adopts $415,725 Budget; Dues Unchanged for Twelfth Year; Board to hold Strategic Planning Session in Fall
Dr. Don Crouch, ARBO Secretary-Treasurer, presented a balanced $415,725 budget at the Annual Meeting, which was adopted unanimously by the delegates on Tuesday, June 20. Dr. Crouch also requested adoption of the dues structure for calendar year 2001, noting that ARBO membership dues have not been increased in twelve years. The House adopted the following, unchanged dues structure:

up to 200 licensees in the state/jurisdiction $475
201 - 400 licensees in the state/jurisdiction $575
401 or more licensees in the state/jurisdiction $675

During the presentation on the budget adoption, Dr. Crouch also noted that the Board of Directors would be holding a strategic planning session in the fall. The last strategic planning session was held in April 1998.

Bylaws Amendment Changes Basis of Allied Membership
A new Bylaws amendment, which restructured the eligibility basis for Allied Members, was adopted at the Annual Meeting. Previously, Allied Members could be any non-US regulatory board of optometry, or a non-U.S. association or organization which represents optometry in the public interest in a jurisdiction wherein 1) no recognized board of optometry exists, or 2) official licensing, educational or regulatory authority for optometry has not been legislatively defined. For example, in the original version, a regulatory board of optometry in Mexico could apply for Allied Membership in ARBO and pay a lower dues fee, but relinquish voting rights. The amendment now restricts a regulatory board of any country or jurisdiction to only full, regular membership. The latter component of the eligibility criteria, relating to associations or similar organizations, remains intact.

COE GETS WEB SITE

The Council on Optometric Education (COE) now has a web site established with general information on its accreditation process, its mission and related functions. The site address is http://www.aoanet.org/accreditation.html.

FARB ATTORNEY CERTIFICATION COURSE

The date to mark on calendars for this year's Federation of Associations of Regulatory Boards (FARB) Attorney Certification Seminar is Nov. 2-5, in Lake Tahoe, CA. The seminar, especially for regulatory attorneys, will be held at the Resort at Squaw Creek, 400 Squaw Creek Road, Olympic Valley, CA 96146. The hotel phone number for accommodations reservations is (530) 583-6300.

Brochures will be mailed out in early summer for this interactive learning experience. This will be the first course to be presented under the guidance of Dale Atkinson, who is legal counsel for ARBO and the new executive director of FARB. For more information, contact FARB at (847) 328-7909, or send a request for registration information by fax to (847) 864-0588.

FARB SELECTS EGOVNET TO PROVIDE PLATFORM FOR NATIONWIDE ONLINE LICENSE RENEWALS

The Federation of Associations of Regulatory Boards (FARB) recently announced that it has selected eGovnet.com (eGovNet) to provide a nationwide web-based platform for electronically accepting and disseminating licensure and renewal application information to participating FARB member organizations.

FARB, based in Evanston, Illinois, is a not-for-profit organization whose membership consists of associations of professional licensing boards (such as ARBO).

Columbus, Ohio-based eGovNet provides Internet products and solutions to government agencies, public schools and publicly supported institutions that wish to deliver services and transactions to taxpayers, customers and vendors online. The company's products allow web users to access government portal sites for a variety of services, such as licenses, permits, applications, renewals and payments.

According to a signed letter of intent, eGovNet will contract with FARB to build the web-based platform that will allow professionals to submit online application and renewal information to jurisdictions where they are licensed or wish to be licensed. FARB's membership includes associations of regulatory boards in many professions, so millions of professionals could one day use the service.

eGovNet will also build a data warehouse for FARB that will reduce the manual processing of information submitted for licensure applications and renewals, and will create a new tool for law enforcement and fraud tracking. The system will electronically provide state licensing boards with the important information necessary to make licensure decisions.

"FARB will provide regulatory boards with a uniform system to electronically accept information from the practitioners and disseminate the data to the boards to allow the boards to make important licensure decisions and protect the public. At the same time, practitioners will have the opportunity to provide this important information to the boards online," said Dale Atkinson, executive director of FARB.

"By building one uniform web-based platform, rather than having each state build their own, the Federation of Associations of Regulatory Boards will save government resources and significantly cut down on the duplication of work," said Tim Bartlett, CEO of eGovNet.

FARB's member organizations include the American Association of State Counseling Boards, the Association of Social Work Boards, the American Association of Veterinary State Boards, the Association of Regulatory Boards of Optometry; the Association of State and Provincial Psychology Boards; the Federation of Chiropractic Licensing Boards, the National Council of State Boards of Nursing, the National Council of Examiners for Engineering and Surveying, the National Council of Architectural Registration Boards, the National Association of Boards of Accountancy and the National Association of Boards of Examiners of Long Term Care Administrators. FARB also maintains associate members, which consist of over 60 individual regulatory boards.

"The system will be entirely voluntary," said Atkinson. "We look forward to providing participating associations and their member boards, at no charge, with the opportunity to enhance their data through an online system." Participating boards will benefit from the program through a decrease in administrative costs and error rates incurred through data re-entry by board personnel. "Furthermore, boards will be provided with fresh, accurate data and the flexibility of a system that will be tailored to the needs of each particular regulatory board and profession, resulting in increased public protection," Atkinson emphasized.

Practitioners will have 24-hour access to the system and can enter their own demographic data, insuring more accurate information. The system will be fully secure and password protected.

COUNSEL'S CORNER
-- by Dale J. Atkinson, Esq., ARBO Legal Counsel

- Court: 30 Days To Pay - No Way!
Fundamental to the principles of regulatory or administrative law is the fact that regulatory boards are created and empowered by the legislatures. Boards of optometry exercise purely statutory powers and possess no inherent or common-law authority. Accordingly, board action (including disciplinary sanctions imposed upon a practitioner found to have committed wrongful acts) must be undertaken within the statutory authority granted in the practice act.

A physician was charged with allegations of dishonorable, unethical or unprofessional conduct relating to boundary violations with at least six female patients. After a formal hearing, the hearing officer issued a report recommending to the board certain findings of fact, conclusions of law and sanctions. After certain modifications, the board eventually adopted the findings of fact and conclusions of law made by the hearing officer. The sanctions imposed included the indefinite suspension of his license for a minimum of five years; the payment of a $30,000 fine within 30 days of the entry of the final order; and the successful completion of a special purpose examination prior to petitioning for restoration of his license.

The board also held that the physician must, as a condition of reinstatement, submit a psychiatric evaluation indicating his ability to practice medicine with reasonable judgment, skill and safety. Finally, the board required that restoration of his license would be conditioned upon the physician not being allowed to examine or treat female patients. The findings of the board were affirmed by the Circuit Court of Cook County.

The physician appealed the matter to the Appellate Court of Illinois. After outlining the standard of review on appeal, the appellate court addressed the contentions of error set forth by the physician.

First, the physician argued that the indefinite suspension for a minimum period of five years was unduly harsh, effectively ending his medical career. Giving deference to the expertise of the board, the court summarily rejected this argument.

The physician next argued that the board was without authority to set a definite term for the suspension. In so arguing, the physician cited the Medical Practice Act, which provided in pertinent part:

"at any time after the suspension, revocation … or taking disciplinary action with regard to any license, the [board] may restore it to the accused person, or take any other action to reinstate the license to good standing …".

The physician argued that the language referring to "at any time" prohibited the department from a time-certain period of suspension. The appellate court rejected this argument citing the fact that the authority of the board would be severely undermined if, as the physician urges, the relevant section were read to allow a physician to petition for restoration the day after the entry of the order suspending the license for a period of five years.

Next, the physician argued that the board exceeded its authority by imposing a limitation upon his ability to examine or treat female patients. The physician argued that the board's authority to limit the scope of practice is triggered only where disciplinary action other than a suspension or registration is taken. That is, licensure suspension or revocation is mutually exclusive to licensure limitation. The appellate court agreed with this argument. The court stated:

"… suspension/revocation, or other disciplinary action (meaning the accused would still retain his or her license), are mutually exclusive with respect to [the board's] authority to impose additional limitations. The logic is apparent, as there would be little need to limit the scope of practice of a medical professional whose license has already been suspended or revoked. [The court] accordingly determined that this sanction is unreasonable."

Finally, the physician argued that a board has no statutory authority to mandate payment of a fine within a 30-day period. The appellate court also agreed with this argument stating that although the "harshness" of the amount of fine shall be deferred to the expertise of the board, the requirement of a prompt payment is not within the authority of the board under the Medical Practice Act.

Based upon these findings, among others as well, the appellate court affirmed in part, reversed in part and remanded the matter to the board for entry of an order consistent with the judicial opinion.

This opinion illustrates the importance of the language contained in both statutes and regulations. Without careful drafting, the important power to "limit" or "restrict" practice may not be exercised, as illustrated in the current case, producing an undesirable result. Furthermore, boards should be empowered to not only assess costs/fees, but also to place payment parameters upon such sanctions.

Boards of optometry are encouraged to understand the authority granted to them under the practice acts and other relevant legislation. A detailed understanding of such legislation is critical in fashioning sanctions and reinstatement rights upon disciplined practitioners. While boards are encouraged to be aggressive in enforcement of the practice act to further public protection, board authority is not unfettered.

Albazzaz v. Illinois Department of Professional Regulation, 2000 WL 571917 (Ill.App.Ct. 2000)


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